Welcome to the inaugural issue of Ascent’s Compliance Insider newsletter. Each month, anticipate a wealth of information, from updates on recent rule amendments to expert guidance on compliance excellence.
As always, we invite you to connect with Ascent to learn more about compliance automation.
Compliance analyst GRC 20/20 just published a detailed report on Ascent compliance automation software. For a deep dive into the Ascent solution, from building an obligations inventory to managing regulatory change, we invite you to access the report here.
NEW BLOG__________________________________________
Master the “Pillars of Strong Compliance”
What defines a superior compliance program? In this 3-part series, we explore the essential pillars of strong compliance program. In part one, read about the importance of defining your corporate legal entities, their associated products, and identifying applicable regulations that apply to each.Read the article.
Ascent recently announced a partnership with Diligent, a GRC SaaS leader that helps organizations connect insights across governance, risk compliance, audit, and ESG. The new partnership will help Diligent customers efficiently map compliance obligations to internal controls, policies, and procedures. Read more about the partnership here.
Each month, our team of regulatory compliance experts round up the latest financial services regulatory news, regulations and enforcement actions to keep you abreast of the latest in the industry. Here’s this month’s highlights:
Emerging Enforcers – State regulators are becoming increasingly more tough than federal regulators. It’s more important than ever to ensure your organization understands requirements across multiple jurisdictions.
Exam Priorities – The OCC has issued its 2024 exam priorities. Banks should take the extra time now to make sure everything is ship-shape as it relates to these priorities.
If you’re looking to streamline your compliance operations and cut costs by automating the identification of your regulatory obligations, Ascent is here to help. We invite you to speak with a solution specialist to discuss your challenges and how we can help.
