Managing compliance obligations manually isn’t just tedious and expensive. Especially in today’s constantly changing regulatory landscape, it’s also fraught with opportunities for error and oversight, which could result in steep fines or penalties for your RIA firm.
Ascent’s innovative platform uses AI and smart automation to filter through the noise and generate a list of regulatory tasks specific to your firm. Your tasks are centralized in one, easy-to-navigate location and kept up-to-date as RIA compliance requirements change, so you can focus on what matters most.
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