Take the Complexity Out of Investment Advisor Compliance

Understand exactly what you need to do to maintain compliance with a complete set of regulatory obligations—generated specifically for your firm and kept up-to-date automatically.

Can You Afford to Play Regulatory Roulette?

Managing compliance obligations manually isn’t just tedious and expensive. Especially in today’s constantly changing regulatory landscape, it’s also fraught with opportunities for error and oversight, which could result in steep fines or penalties for your RIA firm.

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Don't Give RIA Compliance a Second Thought

Ascent’s innovative platform uses AI and smart automation to filter through the noise and generate a list of regulatory tasks specific to your firm. Your tasks are centralized in one, easy-to-navigate location and kept up-to-date as RIA compliance requirements change, so you can focus on what matters most.

Do More Meaningful Work.

Leave Compliance to Us.

Find out how Ascent takes the guesswork out of managing financial advisor regulatory requirements. Schedule a demo today to see our platform for yourself.

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